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M•••••• L•••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)43 years in industry

M•••••• L•••• C•••••••••

Advisor at C••••• I••••••••• A••••••• L••

PALM CITY, FL | OKEECHOBEE, FL

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Search this name across graphsid dfx:ria:481a54b3-1146-1278-ad08-9a5ca4deae72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2004	n/a	yes	OKEECHOBEE, FL\|PALM CITY, FL	Current employment
G••••••• F•••••••• P••••••• C•••••••••	n/a	May 7, 2003	Sep 30, 2004	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• M••••••••• L••	C•• F•••••••• A•••••••• I•••	Jun 1, 2018	Apr 16, 2003	-5,525	Firm change after gap	Other
G••••••• F•••••••• P••••••• C•••••••••	C••••• I••••••••• A••••••• L••	Sep 30, 2004

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2004 to presentfactForm ADV
→ C••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 12, 2002 to Jun 1, 2018factForm ADV
→ G••••••• F•••••••• P••••••• C•••••••••Registered adviserregistration: previous registration
May 7, 2003 to Sep 30, 2004factForm ADV
→ C•• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:481a54b3-1146-1278-ad08-9a5ca4deae72
First observed: Jun 12, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.