DFX Intelligence

R•••••• E••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

R•••••• E••• O••••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Bloomington, MN

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Search this name across graphsid dfx:ria:4821e29f-075a-b6fc-ce43-7fc3c32e51a1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 5, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 26, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Aug 28, 2023	n/a	yes	Bloomington, MN\|OVERLAND PARK, KS	Current employment
B•••••••• W••••• M••••••••• L••	Former SEC adviser	Dec 5, 2014	Sep 25, 2023	no	BLOOMINGTON, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• W••••• M••••••••• L••	C••••••• P•••••••	Sep 25, 2023	Aug 28, 2023	-28	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
143038:105348:MN:2023-09-13	Sep 25, 2023	Aug 28, 2023	BLOOMINGTON, MN	Firm change

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Aug 28, 2023 to presentfactForm ADV
→ B•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 5, 2014 to Sep 25, 2023factForm ADV

Dated events

Occurred
Sep 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4821e29f-075a-b6fc-ce43-7fc3c32e51a1
First observed: Dec 5, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.