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Advisor at WELLS FARGO ADVISORS
WAKE FOREST, NC | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 6, 2017 | n/a | yes | WAKE FOREST, NC|RALEIGH, NC | Current employment |
| MORGAN STANLEY | Wirehouse | Mar 17, 2016 | Feb 10, 2017 | no | RALEIGH, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 7, 2009 | Mar 15, 2016 | no | RALEIGH, NC|KNIGHTDALE, NC|RALEIGH, NC|RALEIGH, NC|RALEIGH, NC|WILMINGTON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Feb 10, 2017 | Feb 6, 2017 | -4 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Mar 15, 2016 | Mar 17, 2016 | 2 | Firm change | Wirehouse to wirehouse |