This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WATERLOO CAPITAL

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Sep 6, 2019

First registration

Sep 6, 2019

Dual registered

no

IAPD individual key

7134525

• Occurred

  Nov 17, 2023
  Advisor changed firm

  Kasey David Cooper left Equitable Advisors, Llc for Waterloo Capital (registered 2025-01-01)

  Form ADVobserved 4 days ago
• Occurred

  Jan 21, 2022
  Advisor changed firm

  Kasey David Cooper left Arvest Wealth Management for Equitable Advisors, Llc (registered 2022-01-26)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4832dd2d-08fd-5585-53c4-cbb6f0ac9311

First observed

Sep 6, 2019

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.