L••• S• B•••••

Advisor at D••••• W•••••• L••

Danvers, MA | PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:483cbd3d-455b-b59d-ba0e-1b7b59b120fb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W•••••• L••	Independent wealth	Oct 10, 2018	n/a	yes	PALM BEACH GARDENS, FL\|Danvers, MA	Current employment
D••••• W•••••• L••	Former SEC adviser	Dec 1, 2011	Mar 25, 2019	no	PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• W•••••• L••	D••••• W•••••• L••	Mar 25, 2019	Oct 10, 2018	-166	Channel change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
141137:297987:FL:2019-03-25	Mar 25, 2019	Oct 10, 2018	PALM BEACH GARDENS, FL	Firm change after gap

Relationships

Registered with (2)

→ D••••• W•••••• L••Registered adviserregistration: current employment
Oct 10, 2018 to presentfactForm ADV
→ D••••• W•••••• L••Registered adviserregistration: previous registration
Dec 1, 2011 to Mar 25, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:483cbd3d-455b-b59d-ba0e-1b7b59b120fb
First observed: Dec 1, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.