DFX Intelligence

K•••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

K•••• C•••••• L•

CRD 156361

NEW YORK, NY

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Search this name across graphsid dfx:ria:48423dc1-837d-0b27-eaeb-fb079df224cd

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to May 20, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $2.5B••• Locked
Discretionary RAUM: $2.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 40

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K•••• A•••• M••••• F••• L•••	Hedge Fund	$1.1B	Jul 18, 2024	52	Mar 29, 2012	reported	021-155473
K•••• C••••• A•••••••• M••••• F••• L•••	Hedge Fund	$224M	Jul 18, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• M•••• M•••••	MANAGING MEMBER	D	yes	03/2010	Mar 29, 2012	Jul 18, 2024
C••••••• M•••• M•••••	MANAGING MEMBER	D	yes	03/2010	Mar 29, 2012	Jul 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Naples	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$2.2B	13.5%	$2.6B	-1.9%	40	40	1	1

Relationships

Advises (13)

→ K•••• E••••• B••• M••••• F••• L•••Private fundHedge Fund, IA
Mar 14, 2013 to presentfactForm ADV
→ K•••• L•• Q• S••••••••• G••••• M•••• O••••••• F•••• L•Private fundHedge Fund, IA
Aug 28, 2023 to presentfactForm ADV
→ K•••• S•••••• O••••••••• M••••• F••• L•••Private fundHedge Fund, IA
Aug 24, 2018 to presentfactForm ADV
→ K•••• C••••• A•••••••• M••••• F••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48423dc1-837d-0b27-eaeb-fb079df224cd
First observed: Mar 29, 2012
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.