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Advisor at U.S. BANCORP ADVISORS, LLC
Tempe, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Jan 31, 2023 | n/a | yes | Tempe, AZ | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 7, 2019 | Sep 19, 2022 | no | Tucson, AZ|TUCSON, AZ|TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | U.S. BANCORP ADVISORS, LLC | Sep 19, 2022 | Jan 31, 2023 | 134 | Firm change | Ibd to ibd |