DFX Intelligence

S•••• L••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

S•••• L••••• W•••••

Advisor at C••••••• P•••••••• I•••

NEW YORK, NY | Boca Raton, FL

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Search this name across graphsid dfx:ria:485bcaf5-4c2f-4904-ba49-75720919d0c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• I•••	Independent wealth	Jul 23, 2025	n/a	yes	NEW YORK, NY\|Boca Raton, FL	Current employment
M••••• G••••• A••••••• I•••	Independent wealth	Mar 14, 2022	Aug 18, 2025	no	DENVER, CO\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• G••••• A••••••• I•••	C••••••• P•••••••• I•••	Aug 18, 2025	Jul 23, 2025	-26	Firm change	RIA to RIA

Relationships

Registered with (2)

→ C••••••• P•••••••• I•••Registered adviserregistration: current employment
Jul 23, 2025 to presentfactForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Mar 14, 2022 to Aug 18, 2025factForm ADV

Dated events

Occurred
Aug 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:485bcaf5-4c2f-4904-ba49-75720919d0c9
First observed: Mar 14, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.