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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

MICHAEL JAMES SHONSEY

Advisor at INTEGRITY ALLIANCE, LLC

Omaha, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:485e4f1c-0b3b-0eb0-28e1-98e6f8768086

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Jan 4, 1986
First registration: Feb 14, 2002
Dual registered: yes, broker-dealer
Other names: MICK SHONSEY
IAPD individual key: 422524

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Mar 21, 2022	n/a	yes	Omaha, NE	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 28, 2020	Feb 22, 2022	no	OMAHA, NE\|OMAHA, NE\|SAN DIEGO, CA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 20, 2012	Sep 1, 2020	no	OMAHA, NE\|OMAHA, NE	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Apr 16, 2004	Jan 17, 2012	no	OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE	Previous registration
GWR INVESTMENTS, INC.	n/a	Feb 14, 2002	Apr 2, 2004	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	INTEGRITY ALLIANCE, LLC	Feb 22, 2022	Mar 21, 2022	27	Firm change	Ibd to RIA
CETERA ADVISORS LLC	LPL FINANCIAL LLC	Sep 1, 2020	Aug 28, 2020	-4	Firm change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	CETERA ADVISORS LLC	Jan 17, 2012	Jan 20, 2012	3	Firm change	Other
GWR INVESTMENTS, INC.	SECURITIES AMERICA ADVISORS, INC.	Apr 2, 2004	Apr 16, 2004	14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10299:6413:NE:2020-09-01	Sep 1, 2020	Aug 28, 2020	OMAHA, NE	Firm change

Relationships

Registered with (5)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Mar 21, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 28, 2020 to Feb 22, 2022factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 20, 2012 to Sep 1, 2020factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Apr 16, 2004 to Jan 17, 2012factForm ADV
→ GWR INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 14, 2002 to Apr 2, 2004factForm ADV

Dated events

Occurred
Feb 22, 2022
Advisor changed firm
Michael James Shonsey left Lpl Financial Llc for Integrity Alliance, Llc (registered 2022-03-21)
Form ADVobserved 6 days ago