This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

GOLDMAN SACHS WEALTH SERVICES, L.P.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2007earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jun 17, 2022

First registration

Sep 2, 2022

Dual registered

yes, broker-dealer

IAPD individual key

7548983

• Occurred

  Nov 17, 2023
  Advisor changed firm

  Robert Michael Rogers left United Capital Financial Advisors for Goldman Sachs Wealth Services, L.P. (registered 2023-11-15)

  Form ADVobserved 4 days ago
• Occurred

  Sep 19, 2022
  Advisor changed firm

  Robert Michael Rogers left Goldman Sachs Wealth Services, L.P. for United Capital Financial Advisors (registered 2022-10-24)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:485f77b6-c678-be1e-a49f-e1217cc706fb

First observed

Sep 2, 2022

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.