DFX Intelligence

B•••• P••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

B•••• P••••• S•••

Advisor at W•••• F•••• A•••••••

CARTERSVILLE, GA | ROSWELL, GA

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Search this name across graphsid dfx:ria:485fb9b7-731a-893d-f212-839fea98eef4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 24, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 13, 2009	n/a	yes	ROSWELL, GA\|CARTERSVILLE, GA	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Feb 21, 2006	Feb 19, 2009	no	NEW YORK, NY\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Feb 19, 2009	Feb 13, 2009	-6	Firm change	Other
L••• M•••• W••• W•••••• I•••••••••	C•••••••• G••••• M•••••• I•••	Feb 21, 2006	Feb 21, 2006

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 13, 2009 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Feb 21, 2006 to Feb 19, 2009factForm ADV
→ L••• M•••• W••• W•••••• I•••••••••Registered adviserregistration: previous registration
Jan 17, 2003 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:485fb9b7-731a-893d-f212-839fea98eef4
First observed: Jan 17, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.