DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LESKO SECURITIES, INC.

CRD 10091

VESTAL, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:486123c4-1d6f-60a2-eba9-bb834af99f7a

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 12
On other graphs: 0
Observed: Feb 27, 2017 to Mar 30, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=12.0
Regulatory AUM: $729MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $707MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $56.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,547
Individual clients: 1,000
High net worth clients: 166
SEC number: 801-110085
CRD: 10091
Filings on the tape: 26
First filed: Feb 27, 2017
Latest filed: Mar 30, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY STEPHEN LESKO	n/a	VESTAL, NY \| Vestal, NY	6	23	n/a	yes
Lindsay Spauster	n/a	VESTAL, NY	5	10	n/a	yes
ROBERT SCOTT HARTUNG	n/a	Vestal, NY \| VESTAL, NY	5	42	1	yes
WILLIAM CHARLES HAMPTON	n/a	VESTAL, NY \| Vestal, NY	5	21	1	yes
STEPHEN WILLIAM SMITH	n/a	VESTAL, NY \| Vestal, NY	5	28	n/a	yes
KAREN MARIE STEBBINS	n/a	Vestal, NY \| VESTAL, NY	5	24	n/a	yes
RICHARD JAMES PICHURA	Certified Financial Planner	Vestal, NY \| VESTAL, NY	4	26	1	yes
barak symes Steika	Certified Financial Planner	VESTAL, NY	3	14	n/a	yes
Nikola Lalovic	n/a	VESTAL, NY \| Vestal, NY	3	10	n/a	yes
RICHARD J BARBER	n/a	VESTAL, NY	3	25	2	yes
MARK MEIER	n/a	VESTAL, NY	3	13	1	yes
Jackson Grant Lesko	n/a	VESTAL, NY	1	10	n/a	yes
Mia Ann Hartung	n/a	VESTAL, NY \| Vestal, NY	0	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAMPTON, WILLIAM CHARLES	Treasurer	F	yes	02/2022	Mar 8, 2023	Jul 8, 2024
HAMPTON, WILLIAM CHARLES	Treasurer	Na	yes	02/2022	Mar 8, 2023	Jul 8, 2024
HARTUNG, ROBERT SCOTT	VICE PRESIDENT	F	yes	02/2022	Mar 8, 2023	Jul 8, 2024
HARTUNG, ROBERT SCOTT	VICE PRESIDENT	Na	yes	02/2022	Mar 8, 2023	Jul 8, 2024
LALOVIC, NIKOLA	GENERAL SECURITIES PRINCIPAL	Na	yes	11/2021	Mar 8, 2023	Jul 8, 2024
LESKO FINANCIAL SERVICES, INC.	Owner	E	yes	08/1997	Feb 27, 2017	Jul 8, 2024
LESKO, GREGORY STEPHEN	President	F	yes	02/2022	Feb 27, 2017	Jul 8, 2024
LESKO, GREGORY STEPHEN	CEO / CCO	Na	yes	02/2004	Feb 27, 2017	Jul 8, 2024
MCCLINTOCK, DAVID JAMES	CFO / FINOP	Na	yes	11/2005	Feb 27, 2017	Jul 8, 2024
PICHURA, RICHARD JAMES	Secretary	Na	yes	02/2022	Mar 8, 2023	Jul 8, 2024
PICHURA, RICHARD JAMES	Secretary	F	yes	02/2022	Mar 8, 2023	Jul 8, 2024
STEBBINS, KAREN MARIE	OPERATIONS MANAGER	Na	yes	12/2002	Feb 27, 2017	Jul 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LESKO FINANCIAL SERVICES, INC.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$729M	$0	22	12	n/a	n/a
2024	Mar 13, 2025	$597M	$0	20	12	n/a	n/a
2023	Mar 7, 2024	$474M	$0	20	12	n/a	n/a
2022	Mar 8, 2023	$332M	$0	18	11	n/a	n/a
2021	Mar 16, 2022	$333M	$0	20	12	n/a	n/a
2020	Mar 26, 2021	$254M	$0	23	9	n/a	n/a
2019	Mar 23, 2020	$185M	$0	19	11	n/a	n/a
2018	Mar 20, 2019	$119M	$0	18	8	n/a	n/a
2017	Mar 16, 2018	$85.6M	$0	18	8	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$729M	$597M	22.0%	$332M	30.0%	22	20	0	0

Relationships

Registered with (15)

← Mia Ann HartungAdvisorregistration: current employment
Jun 17, 2026 to presentfactForm ADV
← Jackson Grant LeskoAdvisorregistration: current employment
May 6, 2025 to presentfactForm ADV
← MARK MEIERAdvisorregistration: current employment
Jul 6, 2023 to presentfactForm ADV
← RICHARD J BARBERAdvisorregistration: current employment
Apr 24, 2023 to presentfactForm ADV
← Nikola LalovicAdvisorregistration: current employment
Mar 8, 2023 to presentfactForm ADV
← barak symes SteikaAdvisorregistration: current employment
Nov 9, 2022 to presentfactForm ADV
← RICHARD JAMES PICHURAAdvisorregistration: previous registration
Mar 10, 2017 to Nov 29, 2018factForm ADV
← WILLIAM CHARLES HAMPTONAdvisorregistration: previous registration
Mar 10, 2017 to Nov 29, 2018factForm ADV
← STEPHEN WILLIAM SMITHAdvisorregistration: current employment
May 13, 2021 to presentfactForm ADV
← KAREN MARIE STEBBINSAdvisorregistration: current employment
May 13, 2021 to presentfactForm ADV
← ROBERT SCOTT HARTUNGAdvisorregistration: previous registration
Dec 20, 2016 to Nov 28, 2018factForm ADV
← Lindsay SpausterAdvisorregistration: current employment
Apr 29, 2021 to presentfactForm ADV
← GREGORY STEPHEN LESKOAdvisorregistration: current employment
Oct 23, 2019 to presentfactForm ADV
← JOANNE ELIZABETH JOHNSONAdvisorregistration: previous registration
Dec 2, 2021 to Nov 15, 2022factForm ADV
← RYAN BRECKAdvisorregistration: previous registration
Dec 1, 2021 to Apr 4, 2022factForm ADV

Controls (8)

← LESKO, GREGORY STEPHENOwnerPRESIDENT, ownership code F, individual
Feb 27, 2017 to Jul 8, 2024factForm ADV
← HARTUNG, ROBERT SCOTTOwnerVICE PRESIDENT, ownership code F, individual
Mar 8, 2023 to Jul 8, 2024factForm ADV
← HAMPTON, WILLIAM CHARLESOwnerTREASURER, ownership code F, individual
Mar 8, 2023 to Jul 8, 2024factForm ADV
← PICHURA, RICHARD JAMESOwnerSECRETARY, ownership code F, individual
Mar 8, 2023 to Jul 8, 2024factForm ADV
← STEBBINS, KAREN MARIEOwnerOPERATIONS MANAGER, ownership code NA, individual
Feb 27, 2017 to Jul 8, 2024factForm ADV
← MCCLINTOCK, DAVID JAMESOwnerCFO / FINOP, ownership code NA, individual
Feb 27, 2017 to Jul 8, 2024factForm ADV
← LALOVIC, NIKOLAOwnerGENERAL SECURITIES PRINCIPAL, ownership code NA, individual
Mar 8, 2023 to Jul 8, 2024factForm ADV
← LESKO FINANCIAL SERVICES, INC.OwnerOWNER, ownership code E, domestic entity
Feb 27, 2017 to Jul 8, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 13, 2025
Regulatory AUM changed
Lesko Securities, Inc. reported RAUM $597.1M, up 26% from $474.0M (2024-07-08 to 2025-03-13)
Form ADVobserved 5 days ago
$123M
Occurred
Mar 7, 2024
Regulatory AUM changed
Lesko Securities, Inc. reported RAUM $474.0M, up 43% from $331.5M (2023-03-08 to 2024-03-07)
Form ADVobserved 5 days ago
$142M
Occurred
Mar 8, 2023
Control person left
Charles Lesko (President) no longer on Schedule A of Lesko Securities, Inc. (listed 2022-09-21, absent 2023-03-08)
Form ADVobserved 5 days ago
Occurred
Mar 8, 2023
Control person left
Charles Jr Lesko (President And Treasurer) no longer on Schedule A of Lesko Securities, Inc. (listed 2022-09-21, absent 2023-03-08)
Form ADVobserved 5 days ago
Occurred
Mar 8, 2023
Control person joined
Robert Scott Hartung (Vice President) appeared on Schedule A of Lesko Securities, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 8, 2023
Control person joined
William Charles Hampton (Treasurer) appeared on Schedule A of Lesko Securities, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 8, 2023
Control person joined
Richard James Pichura (Secretary) appeared on Schedule A of Lesko Securities, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 8, 2023
Control person joined
Nikola Lalovic (General Securities Principal) appeared on Schedule A of Lesko Securities, Inc.
Form ADVobserved 5 days ago
Occurred
Nov 15, 2022
Advisor changed firm
Joanne Elizabeth Johnson left Lesko Securities, Inc. for Lpl Financial Llc (registered 2022-11-21)
Form ADVobserved 5 days ago
Occurred
Apr 4, 2022
Advisor changed firm
Ryan Breck left Lesko Securities, Inc. for Pruco Securities, Llc (registered 2022-04-11)
Form ADVobserved 5 days ago
Occurred
Feb 27, 2017
First Form ADV filing
Lesko Securities, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 16, 2022
Lesko Securities, Inc. reported 12 state-registered advisory representatives, up from 0 (2021-03-26 to 2022-03-16)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:486123c4-1d6f-60a2-eba9-bb834af99f7a
First observed: Feb 27, 2017
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LESKO SECURITIES, INC.

CRD 10091

VESTAL, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:486123c4-1d6f-60a2-eba9-bb834af99f7a

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY STEPHEN LESKO

n/a

VESTAL, NY | Vestal, NY

n/a

yes

Lindsay Spauster

n/a

VESTAL, NY

n/a

yes

ROBERT SCOTT HARTUNG

n/a

Vestal, NY | VESTAL, NY

yes

WILLIAM CHARLES HAMPTON

n/a

VESTAL, NY | Vestal, NY

yes

STEPHEN WILLIAM SMITH

n/a

VESTAL, NY | Vestal, NY

n/a

yes

KAREN MARIE STEBBINS

n/a

Vestal, NY | VESTAL, NY

n/a

yes

RICHARD JAMES PICHURA

Certified Financial Planner

Vestal, NY | VESTAL, NY

yes

barak symes Steika

Certified Financial Planner

VESTAL, NY

n/a

yes

Nikola Lalovic

n/a

VESTAL, NY | Vestal, NY

n/a

yes

RICHARD J BARBER

n/a

VESTAL, NY

yes

MARK MEIER

n/a

VESTAL, NY

yes

Jackson Grant Lesko

n/a

VESTAL, NY

n/a

yes

Mia Ann Hartung

n/a

VESTAL, NY | Vestal, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAMPTON, WILLIAM CHARLES

Treasurer

yes

02/2022

Mar 8, 2023

Jul 8, 2024

HAMPTON, WILLIAM CHARLES

Treasurer

yes

02/2022

Mar 8, 2023

Jul 8, 2024

HARTUNG, ROBERT SCOTT

VICE PRESIDENT

yes

02/2022

Mar 8, 2023

Jul 8, 2024

HARTUNG, ROBERT SCOTT

VICE PRESIDENT

yes

02/2022

Mar 8, 2023

Jul 8, 2024

LALOVIC, NIKOLA

GENERAL SECURITIES PRINCIPAL

yes

11/2021

Mar 8, 2023

Jul 8, 2024

LESKO FINANCIAL SERVICES, INC.

Owner

yes

08/1997

Feb 27, 2017

Jul 8, 2024

LESKO, GREGORY STEPHEN

President

yes

02/2022

Feb 27, 2017

Jul 8, 2024

LESKO, GREGORY STEPHEN

CEO / CCO

yes

02/2004

Feb 27, 2017

Jul 8, 2024

MCCLINTOCK, DAVID JAMES

CFO / FINOP

yes

11/2005

Feb 27, 2017

Jul 8, 2024

PICHURA, RICHARD JAMES

Secretary

yes

02/2022

Mar 8, 2023

Jul 8, 2024

PICHURA, RICHARD JAMES

Secretary

yes

02/2022

Mar 8, 2023

Jul 8, 2024

STEBBINS, KAREN MARIE

OPERATIONS MANAGER

yes

12/2002

Feb 27, 2017

Jul 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LESKO FINANCIAL SERVICES, INC.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$729M

n/a

2024

Mar 13, 2025

$597M

n/a

2023

Mar 7, 2024

$474M

n/a

2022

Mar 8, 2023

$332M

n/a

2021

Mar 16, 2022

$333M

n/a

2020

Mar 26, 2021

$254M

n/a

2019

Mar 23, 2020

$185M

n/a

2018

Mar 20, 2019

$119M

n/a

2017

Mar 16, 2018

$85.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$729M

$597M

22.0%

$332M

30.0%