DFX Intelligence

U••••• H•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

U••••• H•••••••• I•••

U••••• H•••••••, LLC, CRD 294806

NORTH HOLLYWOOD, CA

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Search this name across graphsid dfx:ria:48625853-c96d-c494-69c6-bd7c9e62e0b2

Data as of Mar 20, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Mar 25, 2018 to Mar 20, 2020
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $156,060••• Locked
Discretionary RAUM: $0
Private client RAUM: $156,060derived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Y•••••• K•••••	CHIEF EXECUTIVE OFFICER	E	yes	03/2018	Mar 25, 2018	Mar 20, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 4, 2019	$30,000	$0	1	1	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$156,060	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Controls (1)

← Y•••••• K•••••OwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 25, 2018 to presentfactForm ADV

Registered with (1)

← K••••• Y Y•••••Advisorregistration: previous registration
May 14, 2018 to Jun 10, 2020factForm ADV

Dated events

Occurred
Dec 3, 2019
Succession filed (Item 4)
U-Nest reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Mar 25, 2018
First Form ADV filing
U-Nest filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48625853-c96d-c494-69c6-bd7c9e62e0b2
First observed: Mar 25, 2018
Last observed: Mar 20, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.