DFX Intelligence

J••••••• S•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••••••• S•••• H•••

Advisor at I••••• W••••• I•••

Holbrook, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:4865ab1d-6e48-5045-ab81-97c954436cc6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Jun 24, 2003 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J••••••• S•••• H•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• W••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 9, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• W••••• I•••	State registered	Dec 24, 2025	n/a	yes	NEW YORK, NY\|Holbrook, NY	Current employment
J• F•••••••• P•••••• W•••••• I•••	Former SEC adviser	Jun 2, 2026	Aug 14, 2026	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J• F•••••••• P•••••• W•••••• I•••	n/a	Aug 14, 2026	n/a	n/a	Departure no registered destination	Departure
C•••••• O•• F•••••••• A••••••• L••	I••••• W••••• I•••	Jan 17, 2006	Dec 24, 2025	7,281

Relationships

Registered with (4)

→ I••••• W••••• I•••Registered adviserregistration: current employment
Dec 24, 2025 to presentfactForm ADV
→ J• F•••••••• P•••••• W•••••• I•••Registered adviserregistration: previous registration
Jun 2, 2026 to Aug 14, 2026factForm ADV
→ C•••••• O•• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 5, 2004 to Jan 17, 2006factForm ADV
→ E•••• N••••••• S••••••••• I•••

Dated events

Occurred
Aug 14, 2026
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4865ab1d-6e48-5045-ab81-97c954436cc6
First observed: Jun 24, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.