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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

ROBERT RAYMOND BRUEGGEMAN

Advisor at WELLS FARGO ADVISORS

HILLSBOROUGH, NJ | SHORT HILLS, NJ | SOMERSET, NJ

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Search this name across graphsid dfx:ria:486afa34-625a-167a-6536-bf0effd03bf6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 27, 1997
First registration: Nov 15, 2005
Dual registered: yes, broker-dealer
Other names: ROBERT RAYMOND BRUEGGEMAN|ROBERT RAYMOND BRUEGGEMAN|ROBERT R BRUEGGEMAN
IAPD individual key: 2899454

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2017	n/a	yes	SOMERSET, NJ\|SHORT HILLS, NJ\|HILLSBOROUGH, NJ	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jun 22, 2017	no	RIDGEWOOD, NJ\|RIDGEWOOD, NJ\|MIDLAND PARK, NJ\|RIDGEWOOD, NJ\|MIDLAND PARK, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 6, 2010	Oct 1, 2012	no	DENVILLE, NJ\|RIDGEWOOD, NJ\|HAWTHORNE, NJ\|HAWTHORNE, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 15, 2005	Apr 5, 2010	no	EDISON, NJ\|EDISON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Jun 22, 2017	Jun 15, 2017	-7	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	CHASE INVESTMENT SERVICES CORP.	Apr 5, 2010	Apr 6, 2010	1	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 15, 2017 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jun 22, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 6, 2010 to Oct 1, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 15, 2005 to Apr 5, 2010factForm ADV

Dated events

No dated event names this entity yet.