DFX Intelligence

A•••••••• A••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

A•••••••• A••••• A••••••

Advisor at M••••• O• O•••• I••••••• S•••••••• I•••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:4872c9cd-5252-2af6-9b0a-f1887416d04b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• O• O•••• I••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• O• O•••• I••••••• S•••••••• I•••	Independent wealth	Aug 18, 2022	n/a	yes	CORAL GABLES, FL	Current employment
P•••• S••••••••• L••	No RAUM reported	Sep 27, 2021	Aug 1, 2022	no	West Palm Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	M••••• O• O•••• I••••••• S•••••••• I•••	Aug 1, 2022	Aug 18, 2022	17	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Aug 18, 2022 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 27, 2021 to Aug 1, 2022factForm ADV

Dated events

Occurred
Aug 1, 2022
Advisor changed firm
A•••••••• A••••• A•••••• left P•••• S••••••••• L•• for M••••• O• O•••• I••••••• S•••••••• I••• (registered 2022-08-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4872c9cd-5252-2af6-9b0a-f1887416d04b
First observed: Sep 27, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.