DFX Intelligence

R•••••• S•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant23 years in industry

R•••••• S•••• S••••••••

Advisor at C••••••••• F•••••••• N••••••

West Des Moines, IA

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Search this name across graphsid dfx:ria:4874c587-09f1-3710-6bcf-43e0bbc7c936

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Feb 17, 2022	n/a	yes	West Des Moines, IA	Current employment
E•••• S••••••••• L••	Bd affiliated wealth	Jun 23, 2011	Feb 18, 2022	no	W. DES MOINES, IA\|WEST DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• S••••••••• L••	C••••••••• F•••••••• N••••••	Feb 18, 2022	Feb 17, 2022	-1	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
110826:8032:IA:2022-02-18	Feb 18, 2022	Feb 17, 2022	WEST DES MOINES, IA	Firm change

Relationships

Registered with (2)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Feb 17, 2022 to presentfactForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Jun 23, 2011 to Feb 18, 2022factForm ADV

Dated events

Occurred
Feb 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4874c587-09f1-3710-6bcf-43e0bbc7c936
First observed: Jun 23, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.