DFX Intelligence

S•••••••• A•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

S•••••••• A•••••• C•••••

Advisor at E•••••••• A•••••••• L••

MELVILLE, NY

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Search this name across graphsid dfx:ria:48771644-77bc-810d-a9b1-8399f55384c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 22, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 13, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Dec 15, 2022	n/a	yes	MELVILLE, NY	Current employment
A•••• C•••••• C••••	Bd affiliated wealth	Apr 22, 2019	Dec 19, 2022	no	MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• C••••	E•••••••• A•••••••• L••	Dec 19, 2022	Dec 15, 2022	-4	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 15, 2022 to presentfactForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
Apr 22, 2019 to Dec 19, 2022factForm ADV

Dated events

Occurred
Dec 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48771644-77bc-810d-a9b1-8399f55384c4
First observed: Apr 22, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.