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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Traci J. Underhill

Advisor at J.P. MORGAN SECURITIES LLC

Columbus, OH | BOTHELL, WA

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Search this name across graphsid dfx:ria:4877a241-a6d1-ca66-0579-c65336e45871

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 5, 1998
First registration: Nov 19, 2004
Dual registered: yes, broker-dealer
Other names: Traci Jo Underhill|TRACI JO JACOBSEN|TRACI JO BOOP
IAPD individual key: 2622235

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 15, 2020	n/a	yes	BOTHELL, WA\|Columbus, OH	Current employment
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Jul 25, 2016	May 7, 2019	no	Tacoma, WA\|Seattle, WA\|Seattle, WA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 29, 2016	no	Bellevue, WA\|SEATTLE, WA\|Seattle, WA\|Bellevue, WA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 5, 2008	Jun 1, 2009	no	BELLEVUE, WA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jun 6, 2007	Jun 17, 2008	no	SEATTLE, WA	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 19, 2004	May 8, 2006	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KEY INVESTMENT SERVICES LLC	J.P. MORGAN SECURITIES LLC	May 7, 2019	Sep 15, 2020	497	Firm change after gap	Ibd to wirehouse
MORGAN STANLEY	KEY INVESTMENT SERVICES LLC	Jul 29, 2016	Jul 25, 2016	-4	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CITIGROUP GLOBAL MARKETS INC.	Jun 17, 2008	Aug 5, 2008	49	Firm change	Other
MORGAN STANLEY DW INC.	WAMU INVESTMENTS, INC.	May 8, 2006	Jun 6, 2007	394	Firm change	Other

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Sep 15, 2020 to presentfactForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jul 25, 2016 to May 7, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 29, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 5, 2008 to Jun 1, 2009factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 6, 2007 to Jun 17, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 19, 2004 to May 8, 2006factForm ADV

Dated events

No dated event names this entity yet.