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Advisor at TRIDENT ADVISORS LLC
WOODBURY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRIDENT ADVISORS LLC | State registered | Feb 22, 2019 | n/a | yes | WOODBURY, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 29, 2012 | Dec 31, 2015 | no | HOLBROOK, NY|EAST SETAUKET, NY | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Jun 21, 2011 | Jul 12, 2012 | no | MELVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | TRIDENT ADVISORS LLC | Dec 31, 2015 | Feb 22, 2019 | 1,149 | Firm change after gap | Other |
| CAPITAL ONE FINANCIAL ADVISORS LLC | LPL FINANCIAL LLC | Jul 12, 2012 | Jun 29, 2012 | -13 | Firm change | Other |