DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at Q• A••••••• L••
PEACHTREE CITY, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Q• A••••••• L•• | Independent wealth | Jan 28, 2020 | n/a | yes | PEACHTREE CITY, GA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Sep 14, 2018 | Jan 29, 2020 | no | DALTON, GA|MARIETTA, GA|DALTON, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Q• A••••••• L•• | Jan 29, 2020 | Jan 28, 2020 | -1 | Firm change | Wirehouse to RIA |
| E••••• J•••• | W•••• F•••• A••••••• | Sep 16, 2018 | Sep 14, 2018 |
| E••••• J•••• | National bd RIA | Sep 10, 2015 | Sep 16, 2018 | no | DALTON, GA|ROCKY FACE, GA|ST LOUIS, MO|DALTON, GA | Previous registration |
| Firm change |
| Ibd to wirehouse |