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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

HEATHER M CANDLER

Advisor at MORGAN STANLEY

Cushing, OK | Oklahoma City, OK

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Search this name across graphsid dfx:ria:48835b96-5d3d-8b43-141d-fa21063e2a8b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 20, 2005
First registration: Jun 21, 2005
Dual registered: yes, broker-dealer
Other names: HEATHER MICHELE RUFFIN|HEATHER MICHELE RUFFIN|HEATHER MICHELE CAIN|HEATHER MICHELE CANDLER
IAPD individual key: 2480427

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jan 22, 2021	n/a	yes	Oklahoma City, OK\|Cushing, OK	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 23, 2011	Jan 19, 2021	no	EDMOND, OK\|CUSHING, OK	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 9, 2011	no	OKLAHOMA CITY, OK	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 14, 2008	Jun 1, 2009	no	OKLAHOMA CITY, OK	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Jun 21, 2005	Dec 17, 2007	no	OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Jan 19, 2021	Jan 22, 2021	3	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	WELLS FARGO ADVISORS	Nov 9, 2011	Nov 23, 2011	14	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
HILLTOP SECURITIES INC.	CITIGROUP GLOBAL MARKETS INC.	Dec 17, 2007	Jan 14, 2008	28	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:149777:OK:2021-01-19	Jan 19, 2021	Jan 22, 2021	CUSHING, OK	Firm change

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 9, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 23, 2011 to Jan 19, 2021factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 14, 2008 to Jun 1, 2009factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Jun 21, 2005 to Dec 17, 2007factForm ADV

Dated events

No dated event names this entity yet.