DFX Intelligence

Data Factory

RIA / WealthAdvisor19 years in industry

CHAD H KOBES

Advisor at BRK WEALTH MANAGEMENT LLC

LEXINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48963d6c-1380-8a93-dacc-e773a86377db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BRK WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 19, 2007
First registration: Jul 22, 2013
Dual registered: no
IAPD individual key: 5294207

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BRK WEALTH MANAGEMENT LLC	State registered	May 30, 2023	n/a	yes	LEXINGTON, KY	Current employment
WALLACE HART CAPITAL MANAGEMENT	Independent wealth	Jun 12, 2018	Mar 10, 2023	no	LEXINGTON, KY	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 23, 2013	Oct 12, 2017	no	LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Jul 22, 2013	Oct 7, 2013	no	LEXINGTON, KY\|SAN ANTONIO, TX\|GEORGETOWN, KY\|GEORGETOWN, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WALLACE HART CAPITAL MANAGEMENT	BRK WEALTH MANAGEMENT LLC	Mar 10, 2023	May 30, 2023	81	Firm change	RIA to state RIA
ADVICE AND PLANNING SERVICES	WALLACE HART CAPITAL MANAGEMENT	Oct 12, 2017	Jun 12, 2018	243	Firm change	Other
INVESTMENT PROFESSIONALS, INC.	ADVICE AND PLANNING SERVICES	Oct 7, 2013	Oct 23, 2013	16	Firm change	Other

Relationships

Registered with (4)

→ BRK WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
May 30, 2023 to presentfactForm ADV
→ WALLACE HART CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jun 12, 2018 to Mar 10, 2023factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 23, 2013 to Oct 12, 2017factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Jul 22, 2013 to Oct 7, 2013factForm ADV

Dated events

Occurred
Mar 10, 2023
Advisor changed firm
Chad H Kobes left Wallace Hart Capital Management for Brk Wealth Management Llc (registered 2023-05-30)
Form ADVobserved 6 days ago