DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at REGISTA FINANCIAL STRATEGIES, LLC
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REGISTA FINANCIAL STRATEGIES, LLC | State registered | Jun 16, 2023 | n/a | yes | DENVER, CO | Current employment |
| EDWARD JONES | National bd RIA | Oct 15, 2018 | Apr 17, 2023 | no | Broomfield, CO|ST LOUIS, MO|BROOMFIELD, CO|Broomfield, CO|Westminster, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | REGISTA FINANCIAL STRATEGIES, LLC | Apr 17, 2023 | Jun 16, 2023 | 60 | Firm change | Ibd to state RIA |