This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 12, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

May 12, 2003

First registration

Aug 27, 2019

Dual registered

yes, broker-dealer

Other names

SCOTT J PENROD|SCOTT PENROD|SCOTT JAMES|SCOTT JAMES PENROD

IAPD individual key

2776889

• Occurred

  Jun 8, 2022
  Advisor changed firm

  Scott J. Penrod left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2023-09-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:48a0a282-0101-13af-a7f8-9902f6660c40

First observed

Aug 27, 2019

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.