DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 127304
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAVID MORRIS SHEPHERD | n/a | BOSTON, MA | 18 | 33 | n/a | no |
| DAVID CHARLES KAPLAN | n/a | BOSTON, MA | 18 | 28 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SKK OPPORTUNITY ZONE FUND II, LP | Real Estate Fund | $55.2M | Mar 28, 2024 | 47 | Mar 31, 2023 | reported | 021-459564 |
| SKK OPPORTUNITY ZONE FUND I, LLC | Real Estate Fund | $46.5M | Mar 28, 2024 | 58 | Mar 30, 2020 | reported | 021-354025 |
| SKK ACCESS INCOME FUND, LP | Hedge Fund | $46.2M | Jul 12, 2022 | 62 | Mar 31, 2021 | dropped | 021-384862 |
| SKK RE VENTURES FUND II, LP | Real Estate Fund | $40.6M | Mar 28, 2024 | 84 | Mar 29, 2019 | reported | 021-309084 |
| GRT ENERGY, L.P. | Hedge Fund | $39.3M | Sep 1, 2017 | 17 | Apr 1, 2013 | dropped | 021-189985 |
| SKK VENTURES QP, LLC SERIES BD2 | Venture Capital Fund | $35.3M | Mar 28, 2024 | 242 | Mar 31, 2023 | reported | 021-338310 |
| SKK PROVIDENT INVESTORS, LP | Private Equity Fund | $32.7M | Mar 28, 2024 | 69 | Mar 29, 2019 | reported | 021-335887 |
| KAIROS SKK ENVIROKURE INVESTORS, LP | Private Equity Fund | $32.5M | Mar 28, 2024 | 97 | Mar 31, 2021 | reported | 021-382383 |
| SKK VENTURES QP, LLC SERIES CT0 | Venture Capital Fund | $28.5M | Mar 28, 2024 | 163 | Mar 30, 2020 | reported | 021-338310 |
| SKK-GLOBAL PARTNERS PROPERTY FUND I, LP | Real Estate Fund | $28.3M | Mar 28, 2024 | 30 | Mar 30, 2022 | reported | 021-424929 |
| SKK-FHR INDUSTRIAL FUND I, LP | Real Estate Fund | $27.9M | Mar 28, 2024 | 21 | Mar 30, 2022 | reported | 021-415229 |
| SKK HEALTH CARE, LP | Hedge Fund | $27.1M | Apr 13, 2018 | 19 | Mar 30, 2012 | dropped | 021-60245 |
| SKK RE VENTURES FUND II PFD, LP | Real Estate Fund | $25.7M | Mar 28, 2024 | 28 | Mar 30, 2020 | reported | 021-362188 |
| GRT ENERGY & INCOME, L.P. | Hedge Fund | $23.6M | Sep 1, 2017 | 12 | Mar 30, 2015 | dropped | 021-209719 |
| SKK VENTURES QP, LLC SERIES BD0 | Venture Capital Fund | $21.7M | Mar 28, 2024 | 72 | Mar 30, 2020 | reported | 021-338310 |
| SKK VENTURES, LLC SERIES BD0 | Venture Capital Fund | $18.2M | Mar 28, 2024 | 55 | Mar 29, 2019 | reported | 021-230250 |
| GRT TOPAZ OFFSHORE PARTNERS, LTD. | Hedge Fund | $18.1M | Apr 29, 2016 | 4 | Mar 30, 2012 | dropped | 021-128121 |
| GRT ENERGY LONG-ONLY, L.P. | Other Private Fund | $16.8M | Sep 1, 2017 | 9 | Mar 27, 2014 | dropped | 021-202695 |
| SKK CLOSED-END OPPORTUNITIES, LP | Hedge Fund | $16.6M | Jul 12, 2022 | 6 | Mar 30, 2012 | dropped | 021-118130 |
| SKK VENTURES QP, LLC SERIES WG5 | Venture Capital Fund | $15.7M | Mar 28, 2024 | 101 | Mar 30, 2022 | reported | 021-338310 |
| SKK VENTURES QP, LLC SERIES BD1 | Venture Capital Fund | $14.3M | Mar 28, 2024 | 71 | Mar 31, 2023 | reported | 021-338310 |
| DEEP WOODS PARTNERS QP, L.P. | Hedge Fund | $12.6M | Mar 27, 2014 | 2 | Mar 30, 2012 | dropped | 021-154126 |
| SKK DEEP WOODS PARTNERS, LP | Hedge Fund | $11.1M | Apr 13, 2018 | 10 | Mar 30, 2012 | dropped | 021-131330 |
| SKK 9I VENTURES QP, LLC SERIES AT0 | Venture Capital Fund | $11.0M | Mar 28, 2024 | 37 | Mar 31, 2023 | reported | 021-352815 |
| SKK VENTURES, LLC SERIES CT0 | Venture Capital Fund | $9.5M | Mar 28, 2024 | 44 | Mar 29, 2019 | reported | 021-230250 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRACKETT, STEPHEN, MICHAEL | President | E | yes | 01/2020 | Aug 22, 2019 | Mar 28, 2024 |
| BRACKETT, STEPHEN, MICHAEL | MANAGEMENT BOARD, PRESIDENT | B | yes | 08/2019 | Aug 22, 2019 | Mar 28, 2024 |
| DILORENZO, PETER, JOHN | CHIEF OPERATING OFFICER; CHIEF INFORMATION SECURITY OFFICER | Na | yes | 01/2016 | Mar 29, 2018 | Mar 28, 2024 |
| DODGE, BAYARD, NMN | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2023 | Mar 31, 2023 | Mar 28, 2024 |
| FROG HOLDINGS, INC. | Member | C | yes | 01/2020 | Mar 30, 2020 | Mar 28, 2024 |
| KAPLAN, DAVID, CHARLES | President | E | yes | 01/2020 | Nov 21, 2017 | Mar 28, 2024 |
| KAPLAN, DAVID, CHARLES | MANAGEMENT BOARD | B | yes | 11/2017 | Nov 21, 2017 | Mar 28, 2024 |
| KROCHUK, TIMOTHY, ADAM | President | E | yes | 01/2020 | Mar 30, 2012 | Mar 28, 2024 |
| KROCHUK, TIMOTHY, ADAM | MANAGEMENT BOARD | B | yes | 06/2001 | Mar 30, 2012 | Mar 28, 2024 |
| LOCKHART, BRIAN, DAVID | Member | E | yes | 02/2020 | Mar 30, 2020 | Mar 28, 2024 |
| LOCKHART, BRIAN, DAVID | MANAGEMENT BOARD | B | yes | 02/2020 | Mar 30, 2020 | Mar 28, 2024 |
| SHEPHERD, DAVID, MORRIS | President | E | yes | 01/2020 | Nov 21, 2017 | Mar 28, 2024 |
| SHEPHERD, DAVID, MORRIS | MANAGEMENT BOARD | C | yes | 11/2017 | Nov 21, 2017 | Mar 28, 2024 |
| BRACKETT HOLDINGS, INC. | Member | B | no | 01/2020 | Mar 30, 2020 | Mar 28, 2024 |
| GEMINI HOLDINGS, INC. | Member | B | no | 01/2020 | Mar 30, 2020 | Mar 28, 2024 |
| IAFT HOLDINGS, INC. | Member | B | no | 01/2020 | Mar 30, 2020 | Mar 28, 2024 |
| VENTURE CAPITAL CONSULTING LLC | Member | B | no | 02/2020 | Mar 30, 2020 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SHEPHERD KAPLAN LLC | n/a | Asset manager | $10B | Y | no | n/a |
| PEAK CAPITAL MANAGEMENT, LLC | n/a | Independent wealth | $165M | N | yes | n/a |
| KAIROS SKK ENVIROKURE GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| PCF CAPITAL MARKETS LLC | n/a | n/a | n/a | N | no | n/a |
| SKK 9I VENTURES MANAGER, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK 9I VENTURES QP MANAGER, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK GROUP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK INDUSTRIAL GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK OPPORTUNITY ZONE FUND II GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK OPPORTUNITY ZONE MANAGER I, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK PROVIDENT INVESTORS GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK REAL ESTATE GP II, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK VENTURES MANAGER, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK VENTURES QP MANAGER, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK-FHR GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SKK-GLOBAL PARTNERS PROPERTY FUND I GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $11B | $2.1B | 34 | 15 | 0 | 58 | n/a |
| 2024 | Mar 31, 2025 | $9.7B | $1.5B | 40 | 17 | 0 | 51 | n/a |
| 2023 | Mar 28, 2024 | $8.9B | $1.4B | 38 | 17 | 0 | 49 | $514M |
| 2022 | Mar 31, 2023 | $7.9B | $1.3B | 39 | 17 | 0 | 40 | $533M |
| 2021 | Mar 30, 2022 | $8.8B | $1.4B | 48 | 25 | 0 | 31 | $493M |
| 2020 | Mar 31, 2021 | $7.8B | $1.1B | 48 | 26 | 0 | 25 | $331M |
| 2019 | Mar 30, 2020 | $6.8B | $1.1B | 48 | 24 | 0 | 22 | $264M |
| 2018 | Mar 29, 2019 | $6.1B | $965M | 37 | 14 | 1 | 15 | $181M |
| 2017 | Mar 29, 2018 | $6.4B | $1.1B | 30 | 15 | 3 | 8 | $177M |
| 2016 | Mar 31, 2017 | $289M | $289M | 24 | 15 | n/a | 11 | $253M |
| 2015 | Mar 30, 2016 | $595M | $595M | 23 | 15 | n/a | 13 | $229M |
| 2014 | Mar 30, 2015 | $787M | $787M | 21 | 14 | n/a | 12 | $284M |
| 2013 | Mar 27, 2014 | $954M | $954M | 20 | 12 | n/a | 11 | $237M |
| 2012 | Apr 1, 2013 | $562M | $562M | 19 | 12 | n/a | 12 | $156M |
| 2011 | Mar 30, 2012 | $374M | $374M | n/a | n/a | n/a | 12 | $176M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $11B | $9.7B | 11.8% | $7.9B | 11.1% | 34 | 40 | 0 | 0 |