DFX Intelligence

G••••• D•••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

G••••• D•••••• C•••••• M••••••••• L•

CRD 293908

NEW YORK, NY

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Search this name across graphsid dfx:ria:48aa4a95-7864-a1f7-3cc2-402c4245c9ac

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 43
Dated events: 15
On other graphs: 2
Observed: Jun 28, 2019 to Jul 1, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••• D•••••• C•••••• M••••••••• L•

Private equity manager · shared crd

Venture Capitalidentity

G••••• D•••••• C•••••• M••••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.75 institutional_share=0.0 related_bd=true related_bank=true bd_reps=5.0
Regulatory AUM: $1.7B••• Locked
Discretionary RAUM: $1.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 61

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••• E•• V• F••• L•	Venture Capital Fund	$506M	Jul 11, 2023	2	Jul 11, 2023	reported	n/a
G••••• E•• V• F••• L•	Venture Capital Fund	$442M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• C•••••••••	President	Na	yes	06/2019	Mar 30, 2020	May 8, 2024
G••••• D•••••• C•••••• M••••••••• G• L••	GENERAL PARTNER	Na	yes	11/2017	Jun 28, 2019	May 8, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••• C••••• I•••• F••• G•• L••	n/a	n/a	n/a	N	yes	n/a
G••••• D•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$2.5B	-29.7%	$1.2B	11.4%	61	69	0	0

Relationships

Advises (26)

→ G•• V•••••• F•• I• L•Private fundOther Private Fund, IA
Jul 11, 2023 to presentfactForm ADV
→ G••••• E•• V• F••• L•Private fundVenture Capital Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ G•• V•••••• F•• I• L•Private fundOther Private Fund, IA
Jul 11, 2023 to presentfactForm ADV
→ G••••• L••••• C••••• F••• L•••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
G••••• D•••••• C•••••• M••••••••• L• reported RAUM $1.7B, down 30% from $2.5B (2025-09-24 to 2026-03-31)
Form ADVobserved 7 days ago
$-729M
Occurred
Apr 3, 2025
Regulatory AUM changed
G••••• D•••••• C•••••• M••••••••• L• reported RAUM $2.5B, down 33% from $3.6B (2024-05-08 to 2025-04-03)
Form ADVobserved 7 days ago
$-1.2B
Occurred
Mar 29, 2024
Regulatory AUM changed
G••••• D•••••• C•••••• M••••••••• L• reported RAUM $3.6B, up 193% from $1.2B (2023-07-11 to 2024-03-29)
Form ADVobserved 7 days ago
$2.4B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48aa4a95-7864-a1f7-3cc2-402c4245c9ac
First observed: Jun 28, 2019
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (13)

← N••••••••• M••••••• E•••••OwnerMEMBER, ownership code D, individual
Jun 28, 2019 to May 8, 2024factForm ADV
← S•••••• A•••••• N•••OwnerGENERAL COUNSEL AND AUTHORIZED PERSON, ownership code NA, individual
Jun 28, 2019 to May 8, 2024factForm ADV
← I••••• A••••••••• M•OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 30, 2021 to May 8, 2024factForm ADV
← K•••• S••••••• J••••OwnerHEAD, ASSET MANAGEMENT DIV•••••, AND AUTHORIZED PERSON, ownership code NA, individual
Jun 28, 2019 to May 8, 2024factForm ADV
← F••••••• C•••••••••OwnerPRESIDENT, ownership code NA, individual
Mar 30, 2020 to May 8, 2024factForm ADV
← S••••••••• L••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2023 to May 8, 2024factForm ADV
← G••••• D•••••• C•••••• M••••••••• G• L••OwnerGENERAL PARTNER, ownership code NA, foreign entity
Jun 28, 2019 to May 8, 2024factForm ADV
← G••••• D•••••• G• L••OwnerGENERAL PARTNER, ownership code F, foreign entity
Jun 28, 2019 to May 8, 2024factForm ADV
← G••••• D•••••• H••••••• G• L••OwnerGENERAL PARTNER, ownership code F, foreign entity
Jun 28, 2019 to May 8, 2024factForm ADV
← G••••• D•••••• H••••••• L•OwnerSOLE MEMBER, ownership code E, foreign entity
Jun 28, 2019 to May 8, 2024factForm ADV
← G••••• D•••••• L•OwnerSOLE MEMBER, ownership code E, foreign entity
Jun 28, 2019 to May 8, 2024factForm ADV
← G••••• G•••• I••••••••• L••OwnerSOLE MEMBER, ownership code E, domestic entity
Jun 28, 2019 to May 8, 2024factForm ADV
← G•• I••••••••• L••OwnerLIMITED PARTNER, ownership code C, domestic entity
Mar 31, 2022 to May 8, 2024factForm ADV