DFX Intelligence

J••••• C•••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industryNot currently registered

J••••• C•••••• T••••••

Advisor at E•• F•••••••• A•••••••

RICHMOND, VA | ROANOKE, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 6, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• F•••••••• A•••••••	Independent wealth	Jun 23, 2026	n/a	yes	ROANOKE, VA\|RICHMOND, VA	Current employment
N••••• D••••• W•••••	Mixed wealth	Feb 26, 2026	Jul 9, 2026	no	RICHMOND, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• D••••• W•••••	E•• F•••••••• A•••••••	Jul 9, 2026	Jun 23, 2026	-16	Firm change	RIA to RIA

Relationships

Registered with (2)

→ E•• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ N••••• D••••• W•••••Registered adviserregistration: previous registration
Feb 26, 2026 to Jul 9, 2026factForm ADV

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Occurred
Jul 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping event

First seen by DFX
Sep 16, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 6, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.