DFX Intelligence

C•••••• A••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C•••••• A••• A••••••

Advisor at N•• A•••• M••••••••• L••

Hato Rey, PR | FAIR LAWN, NJ

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Search this name across graphsid dfx:ria:48b96d71-544a-eff8-f824-645d22933b60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• A•••• M••••••••• L••	Bd affiliated wealth	Jan 3, 2018	n/a	yes	Hato Rey, PR\|FAIR LAWN, NJ	Current employment
N•• A•••• M••••••••• L••	Bd affiliated wealth	Oct 9, 2014	Dec 31, 2017	no	FAIR LAWN, NJ\|HATO REY, PR

Relationships

Registered with (1)

→ N•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 9, 2014 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48b96d71-544a-eff8-f824-645d22933b60
First observed: Oct 9, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.