DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A••••••• L••
NORTH ANDOVER, MA | FRAMINGHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | NORTH ANDOVER, MA|FRAMINGHAM, MA | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Mar 31, 2025 | no | BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | Aug 26, 2013 | Jul 13, 2018 | no | FRAMINGHAM, MA | Previous registration |
| M••••••• I••••••••• M••••••••• ••• L•• | Asset manager | Feb 18, 2011 | Oct 8, 2013 | no | BOSTON, MA | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Jul 29, 2010 | Feb 16, 2011 | no | WELLESLEY, MA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to new firm |
| M••••••• I••••••••• M••••••••• ••• L•• | S•••••••• A••••••• L•• | Oct 8, 2013 | Aug 26, 2013 | -43 | Firm change after gap | Other |
| E•••••••• A•••••••• L•• | M••••••• I••••••••• M••••••••• ••• L•• | Feb 16, 2011 | Feb 18, 2011 | 2 | Firm change | Other |