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P•••••• D•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

P•••••• D•••• M••••••

Advisor at L•• F•••••••• L••

WATERTOWN, WI

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Search this name across graphsid dfx:ria:48cd149c-c0d5-9989-b899-a585b09aa76b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 11, 2026	n/a	yes	WATERTOWN, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 18, 2021	Jan 20, 2026	no	MC FARLAND, WI\|Brookfield, WI\|BROOKFIELD, WI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	L•• F•••••••• L••	Oct 19, 2021	Oct 18, 2021	-1	Firm change	Ibd to ibd
L•• F•••••••• L••	W••••••• F•••••••• S•••••••• I•••	Feb 2, 2018

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 18, 2021 to Jan 20, 2026factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 25, 2018 to Oct 19, 2021factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 10, 2013 to Jul 2, 2015factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48cd149c-c0d5-9989-b899-a585b09aa76b
First observed: Sep 22, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.