a••••• H•••••

Advisor at C•••••• S••••• • C••• I•••

Silver Lake, OH | Richfield, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48d1e421-888c-41ae-0821-09c510d28f0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Mar 18, 2026	n/a	yes	Silver Lake, OH\|Richfield, OH	Current employment
M••••••••• I••••••••• M••••••••• L••	Mixed wealth	Oct 12, 2023	Mar 16, 2026	no	Silverlake, OH\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Mar 16, 2026	Mar 18, 2026	2	Firm change	RIA to ibd
C•••••• S••••• • C••• I•••	M••••••••• I••••••••• M••••••••• L••	Apr 17, 2023	Oct 12, 2023

Relationships

Registered with (2)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 23, 2011 to Apr 17, 2023factForm ADV
→ M••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 12, 2023 to Mar 16, 2026factForm ADV

Dated events

Occurred
Mar 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48d1e421-888c-41ae-0821-09c510d28f0c
First observed: May 23, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.