This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMMONWEALTH FINANCIAL NETWORK

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 1977earliest registration or exam on IAPD

Years in industry

49derivedfrom the industry start date

Years at current firm

8derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Designations

Chartered Financial Consultant

Exams

S63|S65

First exam

May 15, 1980

First registration

Apr 15, 2011

Dual registered

yes, broker-dealer

Other names

TED SMITH|TED SMITH|TED SMITH

IAPD individual key

707369

Graph

RIA / Wealth Management

Canonical id

dfx:ria:48dbc2c6-651a-979d-e98f-b81cb3a9da33

First observed

Apr 15, 2011

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.