DFX Intelligence

G•••• A••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

G•••• A••••• H•••••

Advisor at W••••• M••••••••• A•••••••• L••

Milford, CT | MIDDLETOWN, CT

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• M••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• M••••••••• A•••••••• L••	State registered	Oct 14, 2013	n/a	yes	MIDDLETOWN, CT\|Milford, CT\|Milford, CT	Current employment
M• • H• A•••••••• L••	n/a	Feb 15, 2006	Oct 7, 2013	no	OXFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	M• • H• A•••••••• L••	Oct 14, 2013	Feb 15, 2006	-2,798	Firm change after gap	Other
M• • H• A•••••••• L••	W••••• M••••••••• A•••••••• L••	Oct 7, 2013	Oct 14, 2013

Relationships

Registered with (4)

→ W••••• M••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 14, 2013 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 28, 2005 to Oct 14, 2013factForm ADV
→ M• • H• A•••••••• L••Registered adviserregistration: previous registration
Feb 15, 2006 to Oct 7, 2013factForm ADV
→ C•••••••• I••••••••• R•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 15, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.