DFX Intelligence

G••••••• T••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

G••••••• T••••• L••••••

Advisor at L••••••• I••••••••• S••••••••• L••

WEST CHESTER, OH | SCHAUMBURG, IL

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Search this name across graphsid dfx:ria:48e8b116-1f6d-05b5-4bb9-747d9dcf715b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• I••••••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 13, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• I••••••••• S••••••••• L••	State registered	Jul 11, 2006	n/a	yes	WEST CHESTER, OH\|SCHAUMBURG, IL	Current employment
O•••• F•• I•••	Former SEC adviser	Jan 1, 2000	Jun 30, 2006	no	WEST CHESTER, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	L••••••• I••••••••• S••••••••• L••	Jun 30, 2006	Jul 11, 2006	11	Firm change	Other

Relationships

Registered with (2)

→ L••••••• I••••••••• S••••••••• L••Registered adviserregistration: current employment
Jul 11, 2006 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 1, 2000 to Jun 30, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48e8b116-1f6d-05b5-4bb9-747d9dcf715b
First observed: Jan 1, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.