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Advisor at OSAIC WEALTH, INC.
ARNOLD, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | ARNOLD, MD | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 25, 2022 | Jun 14, 2024 | no | Arnold, MD | Previous registration |
| CANTELLA & CO., INC. | Former SEC adviser | Sep 28, 2012 | Oct 26, 2022 | no | ANNAPOLIS, MD|Malden, MA|ANNAPOLIS, MD|Malden, MA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 23, 2009 | Aug 3, 2012 | no | ANNAPOLIS, MD|COLUMBIA, MD|ANNAPOLIS, MD|ANNAPOLIS, MD|COLUMBIA, MD | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Mar 2, 2003 | Feb 23, 2009 | no | GLEN BURNIE, MD|DURHAM, NC|LINTHICUM HEIGHTS, MD | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 22, 2002 | May 6, 2003 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| CANTELLA & CO., INC. | SECURITIES AMERICA ADVISORS, INC. | Oct 26, 2022 | Oct 25, 2022 | -1 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | CANTELLA & CO., INC. | Aug 3, 2012 | Sep 28, 2012 | 56 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | EQUITABLE ADVISORS, LLC | Feb 23, 2009 | Feb 23, 2009 | 0 | Firm change | Other |
| MORGAN STANLEY DW INC. | VALIC FINANCIAL ADVISORS, INC. | May 6, 2003 | Mar 2, 2003 | -65 | Firm change after gap | Other |