This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

May 26, 2020

First registration

Oct 22, 2021

Dual registered

yes, broker-dealer

Other names

William Montgomery|WILLIAM ALLEN MONTGOMERY

IAPD individual key

6493688

• Occurred

  Nov 26, 2025
  Advisor changed firm

  William Montgomery left Edward Jones for Charles Schwab & Co., Inc. (registered 2026-04-29)

  Form ADVobserved 5 days ago
• Occurred

  May 22, 2024
  Advisor changed firm

  William Montgomery left Fidelity Personal And Workplace Advisors for Edward Jones (registered 2024-10-25)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:48edafd8-ebc9-e6c8-badf-65d413757fbb

First observed

Oct 22, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.