DFX Intelligence

A••• A• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

A••• A• A•••••••

Advisor at Y•••••• F•••••••• P•••••••• L•••••

PRESCOTT, AZ

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Search this name across graphsid dfx:ria:48edd48e-f93b-98a8-c573-8874300040fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y•••••• F•••••••• P•••••••• L•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Y•••••• F•••••••• P•••••••• L•••••	State registered	Jan 20, 2012	n/a	yes	PRESCOTT, AZ	Current employment
T••••• • P•••••• F•••••••• G•••• L••	n/a	Sep 10, 2008	Jan 13, 2012	no	PRESCOTT, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• • P•••••• F•••••••• G•••• L••	Y•••••• F•••••••• P•••••••• L•••••	Jan 13, 2012	Jan 20, 2012	7	Firm change	Other

Relationships

Registered with (2)

→ Y•••••• F•••••••• P•••••••• L•••••Registered adviserregistration: current employment
Jan 20, 2012 to presentfactForm ADV
→ T••••• • P•••••• F•••••••• G•••• L••Registered adviserregistration: previous registration
Sep 10, 2008 to Jan 13, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48edd48e-f93b-98a8-c573-8874300040fd
First observed: Sep 10, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.