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G••••••• N•• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

G••••••• N•• K•••••••

Advisor at U•• P•••••• W••••• M••••••••• L••

OVERLAND PARK, KS | Phoenix, AZ | Rancho Bernardo, CA

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Search this name across graphsid dfx:ria:48f6f04a-3858-cc4b-65c4-d50f9e6c70ac

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 2, 2016 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• P•••••• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U•• P•••••• W••••• M••••••••• L••	Mixed wealth	May 14, 2026	n/a	yes	OVERLAND PARK, KS\|Phoenix, AZ\|Rancho Bernardo, CA	Current employment
K•• W••••• M••••••••• L••	Independent wealth	Apr 13, 2021	Jan 26, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K•• W••••• M••••••••• L••	U•• P•••••• W••••• M••••••••• L••	Jan 26, 2023	May 14, 2026	1,204	Firm change after gap	Other
B••• W••••• G••••• I••	K•• W••••• M••••••••• L••	Jan 6, 2021

Relationships

Registered with (3)

→ U•• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 14, 2026 to presentfactForm ADV
→ K•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 13, 2021 to Jan 26, 2023factForm ADV
→ B••• W••••• G••••• I••Registered adviserregistration: previous registration
May 2, 2016 to Jan 6, 2021factForm ADV

Dated events

Occurred
Jan 26, 2023
Advisor changed firm
G••••••• N•• K••••••• left K•• W••••• M••••••••• L•• for U•• P•••••• W••••• M••••••••• L•• (registered 2026-05-14)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48f6f04a-3858-cc4b-65c4-d50f9e6c70ac
First observed: May 2, 2016
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.