This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 30, 1999earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63

First exam

Mar 30, 1999

First registration

Oct 14, 2003

Dual registered

yes, broker-dealer

IAPD individual key

3181467

• Occurred

  Sep 18, 2026
  Advisor changed firm

  Craig Edward Blum left UBS Financial Services Inc. for Benjamin F. Edwards & Company, Incorporated (registered 2026-09-10)

  Form ADVobserved 2 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:49063d5d-8cf0-ae20-51b5-0ebd82835b66

First observed

Oct 14, 2003

Last observed

Sep 19, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.