This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 8, 1986earliest registration or exam on IAPD

Years in industry

40derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Jan 8, 1986

First registration

Sep 5, 2012

Dual registered

yes, broker-dealer

Other names

LARRY SHAW

IAPD individual key

1325285

• Occurred

  Jan 4, 2024
  Advisor changed firm

  Lawrence David Shaw left Mercer Global Advisors Inc. for Cetera Investment Advisers Llc (registered 2024-01-09)

  Form ADVobserved 4 days ago
• Occurred

  Jul 12, 2022
  Advisor changed firm

  Lawrence David Shaw left Cordasco Financial Network, Inc. for Mercer Global Advisors Inc. (registered 2022-03-29)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4909f12c-71ba-5bcd-911a-2b35ac330b48

First observed

Sep 5, 2012

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.