DFX Intelligence

N•••• R••••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

N•••• R••••• J•••••••

Advisor at W•••• F•••• A•••••••

TEMPE, AZ | BELLEVUE, WA

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Search this name across graphsid dfx:ria:490eb53c-3807-a9f0-2f21-517e25083585

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 2, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 5, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 24, 2026	n/a	yes	BELLEVUE, WA\|TEMPE, AZ	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Sep 10, 2018	Jun 30, 2026	no	BELLEVUE, WA\|REDMOND, WA\|Scottsdale, AZ\|Tempe, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• F•••• A•••••••	Jun 30, 2026	Jun 24, 2026	-6	Firm change	Ibd to wirehouse
L•• F•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Sep 12, 2018	Sep 10, 2018

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 2, 2013 to Aug 6, 2013factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Sep 10, 2018 to Jun 30, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2014 to Sep 12, 2018factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
N•••• R••••• J••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W•••• F•••• A••••••• (registered 2026-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:490eb53c-3807-a9f0-2f21-517e25083585
First observed: Jul 2, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.