DFX Intelligence

R•••••• P•••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

R•••••• P•••••• G•••

Advisor at M••••••••• W••••• M•••••••••

Murrieta, CA | San Mateo, CA

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Search this name across graphsid dfx:ria:49157392-aac3-3ce9-d5e5-6f8abb5e70a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• W••••• M•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: May 15, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• W••••• M•••••••••	No RAUM reported	Feb 27, 2026	n/a	yes	Murrieta, CA\|San Mateo, CA	Current employment
M••••••••• R•••••••••	Bd affiliated wealth	May 3, 2022	Mar 16, 2026	no	San Mateo, CA\|WASHINGTON, DC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• R•••••••••	M••••••••• W••••• M•••••••••	Mar 16, 2026	Feb 27, 2026	-17	Bulk transfer	Ibd to new firm
A••••• A•• P••••••• S•••••••	M••••••••• R•••••••••	Nov 13, 2020	May 3, 2022

Relationships

Registered with (3)

→ M••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
May 3, 2022 to Mar 16, 2026factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jul 7, 2005 to Nov 13, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49157392-aac3-3ce9-d5e5-6f8abb5e70a0
First observed: Jul 7, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.