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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

MARK EDWARD ENGLE

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:491a0cd7-ab93-2a07-0c71-20b3e6b3a633

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 21, 1989
First registration: Oct 23, 2003
Dual registered: yes, broker-dealer
Other names: MARK ENGLE
IAPD individual key: 1962431

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 24, 2020	n/a	yes	MADISON, WI\|LANCASTER, WI\|DEFOREST, WI\|PLATTEVILLE, WI\|VERONA, WI\|MADISON, WI\|MADISON, WI\|DODGEVILLE, WI	Current employment
USADVISORS WEALTH MANAGEMENT, LLC	Independent wealth	Aug 26, 2015	Aug 24, 2020	no	MONONA, WI	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 20, 2009	Sep 15, 2015	no	LA VISTA, NE\|MONONA, WI	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 23, 2003	Jul 8, 2009	no	MADISON, WI\|SUN PRAIRIE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USADVISORS WEALTH MANAGEMENT, LLC	LPL FINANCIAL LLC	Aug 24, 2020	Aug 24, 2020	0	Firm change	RIA to ibd
SECURITIES AMERICA ADVISORS, INC.	USADVISORS WEALTH MANAGEMENT, LLC	Sep 15, 2015	Aug 26, 2015	-20	Firm change	Other
CETERA ADVISOR NETWORKS LLC	SECURITIES AMERICA ADVISORS, INC.	Jul 8, 2009	Jul 20, 2009	12	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 24, 2020 to presentfactForm ADV
→ USADVISORS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 26, 2015 to Aug 24, 2020factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 20, 2009 to Sep 15, 2015factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 23, 2003 to Jul 8, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:491a0cd7-ab93-2a07-0c71-20b3e6b3a633
First observed: Oct 23, 2003
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARK EDWARD ENGLE

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:491a0cd7-ab93-2a07-0c71-20b3e6b3a633

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.