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Reading the graph
Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 3, 2025 | n/a | yes | TAMPA, FL | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 2, 2024 | Jun 7, 2024 | no | Baltimore, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jun 7, 2024 | Jan 3, 2025 | 210 | Firm change | Other |