This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

7

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Custody, client assets

$0

SEC number

801-136669

CRD

340411

Filings on the tape

2

First filed

Jun 24, 2026

Latest filed

Sep 16, 2026

Organised

Corporation, NY

Graph

RIA / Wealth Management

Canonical id

dfx:ria:491fcced-139c-5ce0-44ec-49be0424b1f5

First observed

Jun 24, 2026

Last observed

Sep 16, 2026 4 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.