This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRINCIPAL SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 1997earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Dec 6, 2002

First registration

May 3, 2018

Dual registered

yes, broker-dealer

Other names

ROBERT J PACTWA|Robert Joseph Pactwa|Robert Joseph Pactwa

IAPD individual key

4560096

• Occurred

  Jun 26, 2026
  Advisor changed firm

  Robert Joseph Pactwa left Edward Jones for Principal Securities, Inc. (registered 2026-06-18)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:49254a3d-66cf-bb28-3fc8-fdc4d65db279

First observed

May 3, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.