DFX Intelligence

S•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

S•••••••• C•••••• M••••••••• L••

CRD 304220

BOSTON, MA

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Search this name across graphsid dfx:ria:4929b83c-26ae-c81c-42ea-18cce3c7a8ce

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 7
On other graphs: 1
Observed: May 24, 2019 to Mar 30, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••••••• C•••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.58 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6B••• Locked
Discretionary RAUM: $1.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••••• C•••••• A•••• F••• I•• L•••	Hedge Fund	$460M	Jun 4, 2024	81	Oct 16, 2019	reported	021-343976
S•••••••• C•••••• A•••• F••• I• L•••	Hedge Fund	$24.8M	Jun 4, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• D•••••• S•••••	FOUNDER & PRESIDENT	E	yes	04/2019	May 24, 2019	Jun 4, 2024
T••••••• A•••••• J•••••	CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER	Na	yes	07/2019	Oct 16, 2019	Jun 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• C••••••• L••	n/a	n/a	n/a	N	yes	n/a
S•••••••• P•••••• C•••••• I• L•	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Wayne	Pa	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.0B	54.8%	$442M	53.8%	9	8	2	2

Relationships

Advises (2)

→ S•••••••• C•••••• A•••• F••• I•• L•••Private fundHedge Fund, IA
Oct 16, 2019 to presentfactForm ADV
→ S•••••••• C•••••• A•••• F••• I• L•••Private fundHedge Fund, IA
Oct 16, 2019 to presentfactForm ADV

Controls (2)

← T••••••• A•••••• J•••••OwnerCHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 16, 2019 to Jun 4, 2024factForm ADV
← G•••••• D•••••• S•••••

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$568M
Occurred
Mar 27, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$314M
Occurred
Jun 4, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$185M
Occurred
Mar 24, 2023
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4929b83c-26ae-c81c-42ea-18cce3c7a8ce
First observed: May 24, 2019
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.