DFX Intelligence

L••••• P••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

L••••• P••••• L•••••••••

Advisor at S•••• I••••• S••••••••• L••

Chesapeake, VA | FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:492cca3a-fab3-4d23-a53f-06bdfa9f6580

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Sep 10, 2025	n/a	yes	FORT LAUDERDALE, FL\|Chesapeake, VA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Sep 22, 2020	Sep 4, 2025	no	Virginia Beach, VA\|Chesapeake, VA\|Chesapeake, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	S•••• I••••• S••••••••• L••	Sep 4, 2025	Sep 10, 2025	6	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: current employment
Sep 10, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 22, 2020 to Sep 4, 2025factForm ADV

Dated events

Occurred
Sep 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:492cca3a-fab3-4d23-a53f-06bdfa9f6580
First observed: Sep 22, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.