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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NAVPOINT FINANCIAL, INC.

CRD 109432

PRIOR LAKE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:492d7ab4-248f-6864-3243-369e8567dc0b

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2012 to Mar 25, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $752MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $740M
Private client RAUM: $752MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $251Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 945
Individual clients: 41
High net worth clients: 188
Custody, client assets: $385M
SEC number: 801-55229
CRD: 109432
Filings on the tape: 24
First filed: Mar 16, 2012
Latest filed: Mar 25, 2026
Organised: Corporation, MN
Website: navpoint-financial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRUCE EDWIN CARLSON	n/a	PRIOR LAKE, MN	12	42	1	no
DAVID GARY MARTELL	n/a	PRIOR LAKE, MN	12	29	n/a	no
KRISTA MARIE KETELSEN	n/a	PRIOR LAKE, MN	12	23	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARLSON, BRUCE, EDWIN	OWNER AND EXECUTIVE VICE PRESIDENT	A	yes	11/1997	Mar 16, 2012	Mar 30, 2024
KETELSEN, KRISTA, MARIE	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	01/2015	Mar 16, 2012	Mar 30, 2024
MARTELL, DAVID, GARY	OWNER, PRESIDENT & CEO	D	yes	07/2023	Mar 16, 2012	Mar 30, 2024
Carlson, Ayn, Elyse	OWNER, RESEARCH ASSISTANT	B	no	07/2023	Oct 17, 2023	Mar 30, 2024
Carlson, Cole, Alexander	OWNER, RESEARCH ASSISTANT	B	no	07/2023	Oct 17, 2023	Mar 30, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$752M	$740M	7	7	0	n/a	n/a
2024	Mar 28, 2025	$644M	$626M	7	7	0	n/a	n/a
2023	Mar 30, 2024	$610M	$592M	6	6	0	n/a	n/a
2022	Mar 30, 2023	$550M	$533M	6	6	0	n/a	n/a
2021	Mar 29, 2022	$619M	$597M	7	7	0	n/a	n/a
2020	Mar 31, 2021	$558M	$535M	6	6	0	n/a	n/a
2019	Mar 30, 2020	$488M	$465M	6	6	0	n/a	n/a
2018	Mar 31, 2019	$420M	$400M	6	6	0	n/a	n/a
2017	Mar 30, 2018	$425M	$409M	6	6	0	n/a	n/a
2016	Mar 31, 2017	$375M	$361M	6	6	n/a	n/a	n/a
2015	Mar 31, 2016	$338M	$0	6	6	n/a	n/a	n/a
2014	Mar 31, 2015	$345M	$0	5	5	n/a	n/a	n/a
2013	Mar 28, 2014	$324M	$0	5	5	n/a	n/a	n/a
2012	Mar 28, 2013	$291M	$0	5	5	n/a	n/a	n/a
2011	Mar 16, 2012	$263M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$752M	$644M	16.9%	$550M	11.0%	7	7	0	0

Relationships

Registered with (4)

← BRUCE EDWIN CARLSONAdvisorregistration: previous registration
Sep 29, 1998 to Dec 31, 2007factForm ADV
← DAVID GARY MARTELLAdvisorregistration: current employment
Jan 15, 2014 to presentfactForm ADV
← KRISTA MARIE KETELSENAdvisorregistration: current employment
Jan 15, 2014 to presentfactForm ADV
← Christopher Michael WagnerAdvisorregistration: previous registration
Jan 14, 2014 to Feb 24, 2017factForm ADV

Controls (3)

← CARLSON, BRUCE, EDWINOwnerOWNER AND EXECUTIVE VICE PRESIDENT, ownership code A, individual
Mar 16, 2012 to Mar 30, 2024factForm ADV
← MARTELL, DAVID, GARYOwnerOWNER, PRESIDENT & CEO, ownership code D, individual
Mar 16, 2012 to Mar 30, 2024factForm ADV
← KETELSEN, KRISTA, MARIEOwnerVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 16, 2012 to Mar 30, 2024factForm ADV

Owns (2)

← Carlson, Cole, AlexanderOwnerOWNER, RESEARCH ASSISTANT, ownership code B, individual
Oct 17, 2023 to Mar 30, 2024factForm ADV
← Carlson, Ayn, ElyseOwnerOWNER, RESEARCH ASSISTANT, ownership code B, individual
Oct 17, 2023 to Mar 30, 2024factForm ADV

Dated events

Occurred
Mar 29, 2022
Control person left
David Gary Martell (Vice President) no longer on Schedule A of Navpoint Financial, Inc. (listed 2021-03-31, absent 2022-03-29)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:492d7ab4-248f-6864-3243-369e8567dc0b
First observed: Mar 16, 2012
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NAVPOINT FINANCIAL, INC.

CRD 109432

PRIOR LAKE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:492d7ab4-248f-6864-3243-369e8567dc0b

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRUCE EDWIN CARLSON

n/a

PRIOR LAKE, MN

DAVID GARY MARTELL

n/a

PRIOR LAKE, MN

n/a

KRISTA MARIE KETELSEN

n/a

PRIOR LAKE, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARLSON, BRUCE, EDWIN

OWNER AND EXECUTIVE VICE PRESIDENT

yes

11/1997

Mar 16, 2012

Mar 30, 2024

KETELSEN, KRISTA, MARIE

VICE PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

01/2015

Mar 16, 2012

Mar 30, 2024

MARTELL, DAVID, GARY

OWNER, PRESIDENT & CEO

yes

07/2023

Mar 16, 2012

Mar 30, 2024

Carlson, Ayn, Elyse

OWNER, RESEARCH ASSISTANT

07/2023

Oct 17, 2023

Mar 30, 2024

Carlson, Cole, Alexander

OWNER, RESEARCH ASSISTANT

07/2023

Oct 17, 2023

Mar 30, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$752M

$740M

n/a

2024

Mar 28, 2025

$644M

$626M

n/a

2023

Mar 30, 2024

$610M

$592M

n/a

2022

Mar 30, 2023

$550M

$533M

n/a

2021

Mar 29, 2022

$619M

$597M

n/a

2020

Mar 31, 2021

$558M

$535M

n/a

2019

Mar 30, 2020

$488M

$465M

n/a

2018

Mar 31, 2019

$420M

$400M

n/a

2017

Mar 30, 2018

$425M

$409M

n/a

2016

Mar 31, 2017

$375M

$361M

n/a

2015

Mar 31, 2016

$338M

n/a

2014

Mar 31, 2015

$345M

n/a

2013

Mar 28, 2014

$324M

n/a

2012

Mar 28, 2013

$291M

n/a

2011

Mar 16, 2012

$263M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$752M

$644M

16.9%

$550M

11.0%